Towards a Framework for Impact Assessment of Research & Technology Organisations

Due to their ability to bridge the gap between knowledge created by basic research and market requirements, Research and Technology Organisations (RTOs) play a major role in countriesâ innovation systems. Their R&D results should lead to innovations, which in turn generate the economic output of public investment in research and development. Moreover, they should support the foundation of new companies and industrial innovations. RTOs can thus be seen as intermediaries between R&D and the industry, while they themselves constitute to a certain extent entrepreneurs and actors in applied R&D that focus on industrial and commercial application right from the start of their activities. Therewith, RTOs pursue to increase the competitiveness of the entire economy. With a growing demand for evaluating their actual contribution in national innovation systems, simply stating the goal of positive impact to stakeholders like governments, the public, investors etc. is not enough; its accomplishment needs to be proven by robust evidence. In this regard, the value of an impact assessment is determined by the strength of the evidence produced and the credibility of the evaluation. RTOâs research activities and their impacts are diverse in nature and occur across many sectors of the economy. To gain transparent insights into relevant and comprehensive performance metrics showing the impact of RTOs from a micro- and macroeconomic perspective, impacts are only appropriate for evaluation if a causal relationship can be drawn back to their origin. While some impacts are primarily economic and suitable for quantitative analysis, others have to be evaluated qualitatively. Regardless of its type, each impact needs to be assessed within a common framework to enable a comprehensive understanding of RTO's impact. Within this contribution, an impact assessment framework is established with the aim to enable the identification of causal relationships between impacts and their origin.